UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | (1) | (1) | Common Stock, par value $0.01 per share | 750.86 | $ 0 | D | |
Restricted Stock Units | (2) | (2) | Common Stock, par value $0.01 per share | 2,536.787 | $ 0 | D | |
Restricted Stock Units | (3) | (3) | Common Stock, par value $0.01 per share | 969.743 | $ 0 | D | |
Restricted Stock Units | (4) | (4) | Common Stock, par value $0.01 per share | 1,128.376 | $ 0 | D | |
Restricted Stock Units | (5) | (5) | Common Stock, par value $0.01 per share | 1,196 | $ 0 | D | |
Stock Appreciation Rights | 02/12/2014(6) | 02/12/2023 | Common Stock, par value $0.01 per share | 2,463 | $ 59.3 | D | |
Stock Appreciation Rights | 02/12/2015(7) | 02/12/2024 | Common Stock, par value $0.01 per share | 4,010 | $ 54.86 | D | |
Stock Appreciation Rights | 02/10/2016(8) | 02/10/2025 | Common Stock, par value $0.01 per share | 11,429 | $ 65.24 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MARTINEZ MARIA D. C/O HSN, INC. 1 HSN DRIVE SAINT PETERSBURG, FL 33729 |
Chief Human Resources Officer |
/s/ Harold Herman, as attorney-in-fact | 02/12/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | All of such Restricted Stock Units ("RSUs") vest on July 6, 2015. Shares will be delivered on a one-for-one basis shortly after vesting. |
(2) | All of such RSUs vest on February 21, 2015. Shares will be delivered on a one-for-one basis shortly after vesting |
(3) | All of such RSUs vest on February 12, 2016. Shares will be delivered on a one-for-one basis shortly after vesting |
(4) | All of such RSUs vest on February 12, 2017. Shares will be delivered on a one-for-one basis shortly after vesting |
(5) | All of such RSUs vest on Febuary 10, 2018. Shares will be delivered on a one-for-one basis shortly after vesting. |
(6) | Of the 2,463 Stock Appreciation Rights ("SARs"), 1,641 are currently exercisable and the balance will vest on February 12, 2016. |
(7) | Of the 4,010 SARs, 1,336 are currently exercisable and the balance will vest equally over a two year period beginning on February 12, 2016. |
(8) | The SARs vest annually, in equal installments, over a three-year period beginning on February 10, 2016. |
Remarks: Exhibit List Exhibit 24 - Power of Attorney |